| Chapter 1 |
How investment funds developed |
| Chapter 2 |
Evolution of regulation |
| Chapter 3 |
Development of regulators |
| Chapter 4 |
How regulators operate to-day |
| Chapter 5 |
Key aspects of fund regulation |
| Chapter 6 |
Regulation of marketing and distribution |
| Chapter 7 |
Common breaches and abuses |
| Chapter 8 |
Licensing and authorisation |
| Chapter 9 |
Monitoring |
| Chapter 10 |
Inspections |
| Chapter 11 |
Investigations, enforcement, appeal |
| Chapter 12 |
Change of status |
| Chapter 13 |
Dealing with crises |
| Chapter 14 |
Internal compliance |
